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Glossary   >   C   >   "Compliance Department" Definition            Compliance Department The department within a brokerage firm that oversees the trading and market-making activities of the firm. Glossary    Dictionary Search (powered by Google) WWW ITLOCUS.COM GLOSSARY.ITLOCUS.COM Translate a web page (powered by Google)      to German Spanish French Italian Portuguese Japanese Korean Chinese

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Compliance Department - The department within a brokerage firm that oversees the trading and market-making activities of the firm.