Securities and Futures Association (SFA) - Reports to the SIB, its function is to authorise firms to carry out agreed investment business, to register all investment staff and ensure their fitness for the industry, to monitor firms compliance with all SFA rules, and to investigate and discipline firms who breach these rules.
Securities and Futures Association (SFA) : reports to the sib, its function is to authorise firms to carry out agreed investment business, to register all investment staff and ensure their fitness for the industry, to monitor firms compliance with all sfa rules, and to investigate and discipline firms who breach these rules.
Securities and Futures Association (SFA)