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 Glossary   >   S   >   "Series 7" Definition   

        Series 7

A general securities registered representative license, it entitles the holder to sell all types of securities products with the exception of commodities/futures (which requires a Series 3 license).

Series 7


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Series 7 - A general securities registered representative license, it entitles the holder to sell all types of securities products with the exception of commodities/futures (which requires a Series 3 license).


Series 7 : a general securities registered representative license, it entitles the holder to sell all types of securities products with the exception of commodities/futures (which requires a series 3 license).