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Glossary   >   S   >   "Small issues exemption" Definition            Small issues exemption Securities issues that involve less than $1.5 million are not required to file a registration statement with the S.E.C.. Instead, they are governed by Regulation A, for which only a brief offering statement is needed. Glossary    Dictionary Search (powered by Google) WWW ITLOCUS.COM GLOSSARY.ITLOCUS.COM Translate a web page (powered by Google)      to German Spanish French Italian Portuguese Japanese Korean Chinese

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Small issues exemption - Securities issues that involve less than $1.5 million are not required to file a registration statement with the S.E.C.. Instead, they are governed by Regulation A, for which only a brief offering statement is needed.